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User's Guide to gperf


Table of Contents


User's Guide

for the

GNU GPERF Utility

Douglas C. Schmidt

last updated 14 April 1998

for version 2.7 Copyright (C) 1989-1998 Free Software Foundation, Inc.

Permission is granted to make and distribute verbatim copies of this manual provided the copyright notice and this permission notice are preserved on all copies.

Permission is granted to copy and distribute modified versions of this manual under the conditions for verbatim copying, provided also that the section entitled "GNU gperf General Public License" is included exactly as in the original, and provided that the entire resulting derived work is distributed under the terms of a permission notice identical to this one.

Permission is granted to copy and distribute translations of this manual into another language, under the above conditions for modified versions, except that the section entitled "GNU gperf General Public License" may be included in a translation approved by the author instead of in the original English.

GNU GENERAL PUBLIC LICENSE

Version 1, February 1989

Copyright (C) 1989 Free Software Foundation, Inc.
675 Mass Ave, Cambridge, MA 02139, USA

Everyone is permitted to copy and distribute verbatim copies
of this license document, but changing it is not allowed.

Preamble

The license agreements of most software companies try to keep users at the mercy of those companies. By contrast, our General Public License is intended to guarantee your freedom to share and change free software--to make sure the software is free for all its users. The General Public License applies to the Free Software Foundation's software and to any other program whose authors commit to using it. You can use it for your programs, too.

When we speak of free software, we are referring to freedom, not price. Specifically, the General Public License is designed to make sure that you have the freedom to give away or sell copies of free software, that you receive source code or can get it if you want it, that you can change the software or use pieces of it in new free programs; and that you know you can do these things.

To protect your rights, we need to make restrictions that forbid anyone to deny you these rights or to ask you to surrender the rights. These restrictions translate to certain responsibilities for you if you distribute copies of the software, or if you modify it.

For example, if you distribute copies of a such a program, whether gratis or for a fee, you must give the recipients all the rights that you have. You must make sure that they, too, receive or can get the source code. And you must tell them their rights.

We protect your rights with two steps: (1) copyright the software, and (2) offer you this license which gives you legal permission to copy, distribute and/or modify the software.

Also, for each author's protection and ours, we want to make certain that everyone understands that there is no warranty for this free software. If the software is modified by someone else and passed on, we want its recipients to know that what they have is not the original, so that any problems introduced by others will not reflect on the original authors' reputations.

The precise terms and conditions for copying, distribution and modification follow.

TERMS AND CONDITIONS

  1. This License Agreement applies to any program or other work which contains a notice placed by the copyright holder saying it may be distributed under the terms of this General Public License. The "Program", below, refers to any such program or work, and a "work based on the Program" means either the Program or any work containing the Program or a portion of it, either verbatim or with modifications. Each licensee is addressed as "you".
  2. You may copy and distribute verbatim copies of the Program's source code as you receive it, in any medium, provided that you conspicuously and appropriately publish on each copy an appropriate copyright notice and disclaimer of warranty; keep intact all the notices that refer to this General Public License and to the absence of any warranty; and give any other recipients of the Program a copy of this General Public License along with the Program. You may charge a fee for the physical act of transferring a copy.
  3. You may modify your copy or copies of the Program or any portion of it, and copy and distribute such modifications under the terms of Paragraph 1 above, provided that you also do the following: Mere aggregation of another independent work with the Program (or its derivative) on a volume of a storage or distribution medium does not bring the other work under the scope of these terms.
  4. You may copy and distribute the Program (or a portion or derivative of it, under Paragraph 2) in object code or executable form under the terms of Paragraphs 1 and 2 above provided that you also do one of the following: Source code for a work means the preferred form of the work for making modifications to it. For an executable file, complete source code means all the source code for all modules it contains; but, as a special exception, it need not include source code for modules which are standard libraries that accompany the operating system on which the executable file runs, or for standard header files or definitions files that accompany that operating system.
  5. You may not copy, modify, sublicense, distribute or transfer the Program except as expressly provided under this General Public License. Any attempt otherwise to copy, modify, sublicense, distribute or transfer the Program is void, and will automatically terminate your rights to use the Program under this License. However, parties who have received copies, or rights to use copies, from you under this General Public License will not have their licenses terminated so long as such parties remain in full compliance.
  6. By copying, distributing or modifying the Program (or any work based on the Program) you indicate your acceptance of this license to do so, and all its terms and conditions.
  7. Each time you redistribute the Program (or any work based on the Program), the recipient automatically receives a license from the original licensor to copy, distribute or modify the Program subject to these terms and conditions. You may not impose any further restrictions on the recipients' exercise of the rights granted herein.
  8. The Free Software Foundation may publish revised and/or new versions of the General Public License from time to time. Such new versions will be similar in spirit to the present version, but may differ in detail to address new problems or concerns. Each version is given a distinguishing version number. If the Program specifies a version number of the license which applies to it and "any later version", you have the option of following the terms and conditions either of that version or of any later version published by the Free Software Foundation. If the Program does not specify a version number of the license, you may choose any version ever published by the Free Software Foundation.
  9. If you wish to incorporate parts of the Program into other free programs whose distribution conditions are different, write to the author to ask for permission. For software which is copyrighted by the Free Software Foundation, write to the Free Software Foundation; we sometimes make exceptions for this. Our decision will be guided by the two goals of preserving the free status of all derivatives of our free software and of promoting the sharing and reuse of software generally.

    NO WARRANTY

  10. BECAUSE THE PROGRAM IS LICENSED FREE OF CHARGE, THERE IS NO WARRANTY FOR THE PROGRAM, TO THE EXTENT PERMITTED BY APPLICABLE LAW. EXCEPT WHEN OTHERWISE STATED IN WRITING THE COPYRIGHT HOLDERS AND/OR OTHER PARTIES PROVIDE THE PROGRAM "AS IS" WITHOUT WARRANTY OF ANY KIND, EITHER EXPRESSED OR IMPLIED, INCLUDING, BUT NOT LIMITED TO, THE IMPLIED WARRANTIES OF MERCHANTABILITY AND FITNESS FOR A PARTICULAR PURPOSE. THE ENTIRE RISK AS TO THE QUALITY AND PERFORMANCE OF THE PROGRAM IS WITH YOU. SHOULD THE PROGRAM PROVE DEFECTIVE, YOU ASSUME THE COST OF ALL NECESSARY SERVICING, REPAIR OR CORRECTION.
  11. IN NO EVENT UNLESS REQUIRED BY APPLICABLE LAW OR AGREED TO IN WRITING WILL ANY COPYRIGHT HOLDER, OR ANY OTHER PARTY WHO MAY MODIFY AND/OR REDISTRIBUTE THE PROGRAM AS PERMITTED ABOVE, BE LIABLE TO YOU FOR DAMAGES, INCLUDING ANY GENERAL, SPECIAL, INCIDENTAL OR CONSEQUENTIAL DAMAGES ARISING OUT OF THE USE OR INABILITY TO USE THE PROGRAM (INCLUDING BUT NOT LIMITED TO LOSS OF DATA OR DATA BEING RENDERED INACCURATE OR LOSSES SUSTAINED BY YOU OR THIRD PARTIES OR A FAILURE OF THE PROGRAM TO OPERATE WITH ANY OTHER PROGRAMS), EVEN IF SUCH HOLDER OR OTHER PARTY HAS BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES.

END OF TERMS AND CONDITIONS

Appendix: How to Apply These Terms to Your New Programs

If you develop a new program, and you want it to be of the greatest possible use to humanity, the best way to achieve this is to make it free software which everyone can redistribute and change under these terms.

To do so, attach the following notices to the program. It is safest to attach them to the start of each source file to most effectively convey the exclusion of warranty; and each file should have at least the "copyright" line and a pointer to where the full notice is found.

one line to give the program's name and a brief idea of what it does.
Copyright (C) 19yy  name of author

This program is free software; you can redistribute it and/or modify
it under the terms of the GNU General Public License as published by
the Free Software Foundation; either version 1, or (at your option)
any later version.

This program is distributed in the hope that it will be useful,
but WITHOUT ANY WARRANTY; without even the implied warranty of
MERCHANTABILITY or FITNESS FOR A PARTICULAR PURPOSE.  See the
GNU General Public License for more details.

You should have received a copy of the GNU General Public License
along with this program; if not, write to the Free Software
Foundation, Inc., 59 Temple Place - Suite 330, Boston, MA 02111-1307, USA.

Also add information on how to contact you by electronic and paper mail.

If the program is interactive, make it output a short notice like this when it starts in an interactive mode:

Gnomovision version 69, Copyright (C) 19yy name of author
Gnomovision comes with ABSOLUTELY NO WARRANTY; for details type `show w'.
This is free software, and you are welcome to redistribute it
under certain conditions; type `show c' for details.

The hypothetical commands `show w' and `show c' should show the appropriate parts of the General Public License. Of course, the commands you use may be called something other than `show w' and `show c'; they could even be mouse-clicks or menu items--whatever suits your program.

You should also get your employer (if you work as a programmer) or your school, if any, to sign a "copyright disclaimer" for the program, if necessary. Here a sample; alter the names:

Yoyodyne, Inc., hereby disclaims all copyright interest in the
program `Gnomovision' (a program to direct compilers to make passes
at assemblers) written by James Hacker.

signature of Ty Coon, 1 April 1989
Ty Coon, President of Vice

That's all there is to it!

Contributors to GNU gperf Utility

Introduction

gperf is a perfect hash function generator written in C++. It transforms an n element user-specified keyword set W into a perfect hash function F. F uniquely maps keywords in W onto the range 0..k, where k >= n. If k = n then F is a minimal perfect hash function. gperf generates a 0..k element static lookup table and a pair of C functions. These functions determine whether a given character string s occurs in W, using at most one probe into the lookup table.

gperf currently generates the reserved keyword recognizer for lexical analyzers in several production and research compilers and language processing tools, including GNU C, GNU C++, GNU Pascal, GNU Modula 3, and GNU indent. Complete C++ source code for gperf is available via anonymous ftp from ics.uci.edu and ftp.santafe.edu. gperf was also distributed along with the GNU libg++ library for several years. A highly portable, functionally equivalent K&R C version of gperf is archived in comp.sources.unix, volume 20. Finally, a paper describing gperf's design and implementation in greater detail is available in the Second USENIX C++ Conference proceedings.

Static search structures and GNU gperf

A static search structure is an Abstract Data Type with certain fundamental operations, e.g., initialize, insert, and retrieve. Conceptually, all insertions occur before any retrievals. In practice, gperf generates a static array containing search set keywords and any associated attributes specified by the user. Thus, there is essentially no execution-time cost for the insertions. It is a useful data structure for representing static search sets. Static search sets occur frequently in software system applications. Typical static search sets include compiler reserved words, assembler instruction opcodes, and built-in shell interpreter commands. Search set members, called keywords, are inserted into the structure only once, usually during program initialization, and are not generally modified at run-time.

Numerous static search structure implementations exist, e.g., arrays, linked lists, binary search trees, digital search tries, and hash tables. Different approaches offer trade-offs between space utilization and search time efficiency. For example, an n element sorted array is space efficient, though the average-case time complexity for retrieval operations using binary search is proportional to log n. Conversely, hash table implementations often locate a table entry in constant time, but typically impose additional memory overhead and exhibit poor worst case performance.

Minimal perfect hash functions provide an optimal solution for a particular class of static search sets. A minimal perfect hash function is defined by two properties:

For most applications it is far easier to generate perfect hash functions than minimal perfect hash functions. Moreover, non-minimal perfect hash functions frequently execute faster than minimal ones in practice. This phenomena occurs since searching a sparse keyword table increases the probability of locating a "null" entry, thereby reducing string comparisons. gperf's default behavior generates near-minimal perfect hash functions for keyword sets. However, gperf provides many options that permit user control over the degree of minimality and perfection.

Static search sets often exhibit relative stability over time. For example, Ada's 63 reserved words have remained constant for nearly a decade. It is therefore frequently worthwhile to expend concerted effort building an optimal search structure once, if it subsequently receives heavy use multiple times. gperf removes the drudgery associated with constructing time- and space-efficient search structures by hand. It has proven a useful and practical tool for serious programming projects. Output from gperf is currently used in several production and research compilers, including GNU C, GNU C++, GNU Pascal, and GNU Modula 3. The latter two compilers are not yet part of the official GNU distribution. Each compiler utilizes gperf to automatically generate static search structures that efficiently identify their respective reserved keywords.

High-Level Description of GNU gperf

The perfect hash function generator gperf reads a set of "keywords" from a keyfile (or from the standard input by default). It attempts to derive a perfect hashing function that recognizes a member of the static keyword set with at most a single probe into the lookup table. If gperf succeeds in generating such a function it produces a pair of C source code routines that perform hashing and table lookup recognition. All generated C code is directed to the standard output. Command-line options described below allow you to modify the input and output format to gperf.

By default, gperf attempts to produce time-efficient code, with less emphasis on efficient space utilization. However, several options exist that permit trading-off execution time for storage space and vice versa. In particular, expanding the generated table size produces a sparse search structure, generally yielding faster searches. Conversely, you can direct gperf to utilize a C switch statement scheme that minimizes data space storage size. Furthermore, using a C switch may actually speed up the keyword retrieval time somewhat. Actual results depend on your C compiler, of course.

In general, gperf assigns values to the characters it is using for hashing until some set of values gives each keyword a unique value. A helpful heuristic is that the larger the hash value range, the easier it is for gperf to find and generate a perfect hash function. Experimentation is the key to getting the most from gperf.

Input Format to gperf

You can control the input keyfile format by varying certain command-line arguments, in particular the `-t' option. The input's appearance is similar to GNU utilities flex and bison (or UNIX utilities lex and yacc). Here's an outline of the general format:

declarations
%%
keywords
%%
functions

Unlike flex or bison, all sections of gperf's input are optional. The following sections describe the input format for each section.

struct Declarations and C Code Inclusion

The keyword input file optionally contains a section for including arbitrary C declarations and definitions, as well as provisions for providing a user-supplied struct. If the `-t' option is enabled, you must provide a C struct as the last component in the declaration section from the keyfile file. The first field in this struct must be a char * identifier called `name', although it is possible to modify this field's name with the `-K' option described below.

Here is simple example, using months of the year and their attributes as input:

struct months { char *name; int number; int days; int leap_days; };
%%
january,   1, 31, 31
february,  2, 28, 29
march,     3, 31, 31
april,     4, 30, 30
may,       5, 31, 31
june,      6, 30, 30
july,      7, 31, 31
august,    8, 31, 31
september, 9, 30, 30
october,  10, 31, 31
november, 11, 30, 30
december, 12, 31, 31

Separating the struct declaration from the list of key words and other fields are a pair of consecutive percent signs, %%, appearing left justified in the first column, as in the UNIX utility lex.

Using a syntax similar to GNU utilities flex and bison, it is possible to directly include C source text and comments verbatim into the generated output file. This is accomplished by enclosing the region inside left-justified surrounding %{, %} pairs. Here is an input fragment based on the previous example that illustrates this feature:

%{
#include <assert.h>
/* This section of code is inserted directly into the output. */
int return_month_days (struct months *months, int is_leap_year);
%}
struct months { char *name; int number; int days; int leap_days; };
%%
january,   1, 31, 31
february,  2, 28, 29
march,     3, 31, 31
...

It is possible to omit the declaration section entirely. In this case the keyfile begins directly with the first keyword line, e.g.:

january,   1, 31, 31
february,  2, 28, 29
march,     3, 31, 31
april,     4, 30, 30
...

Format for Keyword Entries

The second keyfile format section contains lines of keywords and any associated attributes you might supply. A line beginning with `#' in the first column is considered a comment. Everything following the `#' is ignored, up to and including the following newline.

The first field of each non-comment line is always the key itself. It should be given as a simple name, i.e., without surrounding string quotation marks, and be left-justified flush against the first column. In this context, a "field" is considered to extend up to, but not include, the first blank, comma, or newline. Here is a simple example taken from a partial list of C reserved words:

# These are a few C reserved words, see the c.gperf file 
# for a complete list of ANSI C reserved words.
unsigned
sizeof
switch
signed
if
default
for
while
return

Note that unlike flex or bison the first %% marker may be elided if the declaration section is empty.

Additional fields may optionally follow the leading keyword. Fields should be separated by commas, and terminate at the end of line. What these fields mean is entirely up to you; they are used to initialize the elements of the user-defined struct provided by you in the declaration section. If the `-t' option is not enabled these fields are simply ignored. All previous examples except the last one contain keyword attributes.

Including Additional C Functions

The optional third section also corresponds closely with conventions found in flex and bison. All text in this section, starting at the final %% and extending to the end of the input file, is included verbatim into the generated output file. Naturally, it is your responsibility to ensure that the code contained in this section is valid C.

Output Format for Generated C Code with gperf

Several options control how the generated C code appears on the standard output. Two C function are generated. They are called hash and in_word_set, although you may modify the name for in_word_set with a command-line option. Both functions require two arguments, a string, char * str, and a length parameter, int len. Their default function prototypes are as follows:

static int hash (char *str, int len);
int in_word_set (char *str, int len);

By default, the generated hash function returns an integer value created by adding len to several user-specified str key positions indexed into an associated values table stored in a local static array. The associated values table is constructed internally by gperf and later output as a static local C array called hash_table; its meaning and properties are described below. See section Implementation Details of GNU gperf. The relevant key positions are specified via the `-k' option when running gperf, as detailed in the Options section below. See section Options to the gperf Utility.

Two options, `-g' (assume you are compiling with GNU C and its inline feature) and `-a' (assume ANSI C-style function prototypes), alter the content of both the generated hash and in_word_set routines. However, function in_word_set may be modified more extensively, in response to your option settings. The options that affect the in_word_set structure are:

If the `-t' and `-S' options are omitted, the default action is to generate a char * array containing the keys, together with additional null strings used for padding the array. By experimenting with the various input and output options, and timing the resulting C code, you can determine the best option choices for different keyword set characteristics.

Options to the gperf Utility

There are many options to gperf. They were added to make the program more convenient for use with real applications. "On-line" help is readily available via the `-h' option. Here is the complete list of options.

Options that affect Interpretation of the Input File

Options to specify the Language for the Output Code

Options for fine tuning Details in the Output Code

Options for changing the Algorithms employed by gperf

Informative Output

Known Bugs and Limitations with gperf

The following are some limitations with the current release of gperf:

Things Still Left to Do

It should be "relatively" easy to replace the current perfect hash function algorithm with a more exhaustive approach; the perfect hash module is essential independent from other program modules. Additional worthwhile improvements include:

Implementation Details of GNU gperf

A paper describing the high-level description of the data structures and algorithms used to implement gperf will soon be available. This paper is useful not only from a maintenance and enhancement perspective, but also because they demonstrate several clever and useful programming techniques, e.g., `Iteration Number' boolean arrays, double hashing, a "safe" and efficient method for reading arbitrarily long input from a file, and a provably optimal algorithm for simultaneously determining both the minimum and maximum elements in a list.

Bibliography

[1] Chang, C.C.: A Scheme for Constructing Ordered Minimal Perfect Hashing Functions Information Sciences 39(1986), 187-195. [2] Cichelli, Richard J. Author's Response to "On Cichelli's Minimal Perfect Hash Functions Method" Communications of the ACM, 23, 12(December 1980), 729. [3] Cichelli, Richard J. Minimal Perfect Hash Functions Made Simple Communications of the ACM, 23, 1(January 1980), 17-19. [4] Cook, C. R. and Oldehoeft, R.R. A Letter Oriented Minimal Perfect Hashing Function SIGPLAN Notices, 17, 9(September 1982), 18-27.

[5] Cormack, G. V. and Horspool, R. N. S. and Kaiserwerth, M. Practical Perfect Hashing Computer Journal, 28, 1(January 1985), 54-58. [6] Jaeschke, G. Reciprocal Hashing: A Method for Generating Minimal Perfect Hashing Functions Communications of the ACM, 24, 12(December 1981), 829-833.

[7] Jaeschke, G. and Osterburg, G. On Cichelli's Minimal Perfect Hash Functions Method Communications of the ACM, 23, 12(December 1980), 728-729.

[8] Sager, Thomas J. A Polynomial Time Generator for Minimal Perfect Hash Functions Communications of the ACM, 28, 5(December 1985), 523-532

[9] Schmidt, Douglas C. GPERF: A Perfect Hash Function Generator Second USENIX C++ Conference Proceedings, April 1990.

[10] Sebesta, R.W. and Taylor, M.A. Minimal Perfect Hash Functions for Reserved Word Lists SIGPLAN Notices, 20, 12(September 1985), 47-53.

[11] Sprugnoli, R. Perfect Hashing Functions: A Single Probe Retrieving Method for Static Sets Communications of the ACM, 20 11(November 1977), 841-850.

[12] Stallman, Richard M. Using and Porting GNU CC Free Software Foundation, 1988.

[13] Stroustrup, Bjarne The C++ Programming Language. Addison-Wesley, 1986.

[14] Tiemann, Michael D. User's Guide to GNU C++ Free Software Foundation, 1989.


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